OCC Supports SEC Decision On Covered Clearing Agency Rules
OCC, the world's largest equity derivatives clearing organization, today released the following statement from Executive Chairman and Chief Executive Officer Craig Donohue regarding the U.S. Securities...
View ArticleStanford, MIT And Harvard Top The Second Annual Reuters Top 100 Ranking Of...
Stanford University, the Massachusetts Institute of Technology and Harvard University top the second annual Reuters Top 100 ranking of the world’s most innovative universities. The Reuters Top 100...
View ArticleN+1 And C.W. Downer Become ALANTRA
The partners of N+1 have decided to adopt a new common brand: ALANTRA. This new brand responds to the new reality of the group, a truly global player with over 345 professionals in 19 countries. It...
View ArticleBM&FBOVESPA Launches The Second Edition Of The Novo Valor Sustainability...
BM&FBOVESPA has launched the second edition of the “Novo Valor – Corporate Sustainability: How to begin, who to involve and what to prioritize” Sustainability Guide, in line with international...
View ArticleThomas Sullivan, Associate Director, Federal Reserve Division Of Banking...
Introduction Chairman Luetkemeyer, Vice Chairman Westmoreland, Ranking Member Cleaver, and other members of the subcommittee, thank you for inviting me to testify on behalf of the Federal Reserve.read...
View ArticleStatement Of SEC Commissioner Piwowar At Open Meeting Regarding Adoption Of...
Thank you, Chair White. I want to start by thanking staff for their hard work on these releases that would establish new requirements for risk management, operations, and governance of certain...
View ArticleOffice Of The Comptroller Of The Currency: Comptroller Discusses How Best To...
Comptroller of the Currency Thomas J. Curry today discussed re-evaluation of risks associated with foreign correspondent banking. His remarks came during an appearance at the 15th Annual Anti-Money...
View ArticleStatement On Adoption Of Rule On Standards For Covered Clearing Agencies And...
I would like to thank the staff for their hard work in bringing these recommendations to the Commission, including Jeffrey Mooney, Stephanie Park, Matthew Lee, Elizabeth Fitzgerald, DeCarlo McLaren,...
View ArticleCFTC Orders SG Americas Securities, LLC to Pay a $750,000 Civil Monetary...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against SG Americas Securities, LLC, as successor to Newedge USA, LLC, a financial...
View ArticleCFTC Orders SG Americas Securities, LLC To Pay A $750,000 Civil Monetary...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against SG Americas Securities, LLC, as successor to Newedge USA, LLC (Newedge), a...
View ArticleTestimony Of Federal Insurance Office Director Michael McRaith Before House...
Chairman Luetkemeyer, Ranking Member Cleaver, Members of the Subcommittee, thank you for inviting me to testify today on the impact of U.S. – EU dialogues on insurance markets. Today’s hearing...
View ArticleBats Welcomes TrimTabs As A New Issuer To The Bats ETF Marketplace - 19...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed TrimTabs as a new issuer to the Bats ETF Marketplace with the launch of a new fund.read...
View ArticleCanada Pension Plan Investment Board Lists US$2bn Note On The Irish Stock...
CPPIB Capital Inc., the capital markets financing subsidiary of Canada Pension Plan Investment Board, has listed a US$2bn fixed rate note on the Global Exchange Market (GEM) of the Irish Stock Exchange...
View ArticleCFTC Expands Interest Rate Swap Clearing Requirement
The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps.
View ArticleStatement of Chairman Timothy Massad on Expanded Interest Rate Swap Clearing...
Statement of Chairman Timothy Massad on Expanded Interest Rate Swap Clearing Requirement Determination and Final Rulemaking
View ArticleBats Welcomes 13th ProShares Fund To The Bats ETF Marketplace - 19 Issuers,...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed its 13th ProShares product to the Bats ETF Marketplace.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleBahamas International Securities Exchange Q2, 2016 Statistical Report
BISX is pleased to announce its BISX All-Share Index and trading statistics for the six month period ending June 30, 2016 with comparison to the same period of 2015.read more...
View ArticleSEC Charges UBS With Supervisory Failures In Sale of Complex Products To...
The Securities and Exchange Commission today announced that UBS Financial Services has agreed to pay more than $15 million to settle charges that it failed to adequately educate and train its sales...
View ArticleCFTC Expands Interest Rate Swap Clearing Requirement
The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps. The Commission voted unanimously to approve an amendment to...
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