SEC Files Insider Trading Charges Against Peruvian Traders Using Overseas...
The Securities and Exchange Commission today charged two lawyers and a brokerage firm manager in Peru with insider trading prior to the merger of two mining companies. The SEC alleges that Nino...
View ArticleStatement Of CFTC Chairman Timothy Massad On Expanded Interest Rate Swap...
Central clearing is one of the great innovations of the financial system. Indeed, increasing the use of central clearing for over-the-counter swaps is one of the most important goals of the 2009 G20...
View ArticleSIFMA Commends SEC Action To Facilitate A Shorter Settlement Cycle
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, after the Securities and Exchange Commission (SEC) voted to propose a rule amendment that will help...
View ArticleSEC Proposes Rule Amendment To Expedite Process For Settling Securities...
The Securities and Exchange Commission today voted to propose a rule amendment to shorten the standard settlement cycle for most broker-dealer securities transactions from three business days after...
View ArticleCalPERS: Cheryl Eason Appointed To Government Finance Officers Association...
Cheryl Eason, California Public Employees' Retirement System (CalPERS) chief financial officer (CFO), has been appointed to the Government Finance Officers Association (GFOA) Committee on Retirement...
View ArticleJane Norberg Named Chief Of SEC Whistleblower Office
The Securities and Exchange Commission today announced that Jane Norberg has been promoted to chief of the SEC’s Office of the Whistleblower. Ms. Norberg joined the SEC in 2012 as the first deputy...
View ArticleCanadian Regulators Release New Results On Women On Boards And In Executive...
The securities regulatory authorities in Manitoba, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Ontario, Québec, Saskatchewan and Yukon (the participating...
View ArticleWelcome to the new SSRN
Hi there, watch this space to learn more about the new SSRN!read more...
View ArticleCFTC Charges Introducing Broker eFloorTrade, LLC and its Principal John Moore...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Southern District of New York against eFloorTrade, LLC and its majority owner...
View ArticleCFTC Charges Introducing Broker eFloorTrade, LLC And Its Principal John Moore...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Southern District of New York against eFloorTrade, LLC (eFloorTrade) and its...
View ArticleAfter Brexit, Will A BRICS-it Multilateral Financial System Be Next?
There is no doubt that the Central Securities Depositories community has evolved through the various partnerships that have been forged over the decades. While countries are leaving regional unions,...
View ArticleU.S. Department Of Justice: New York City Resident Pleads Guilty To Using...
A New York City man pleaded guilty today to a criminal information charging him with tax evasion for tax years 2003 through 2005 and 2007 through 2010, announced Principal Deputy Assistant Attorney...
View ArticleA stylized model for wealth distribution. (arXiv:1609.08978v1 [math.PR])
The recent book by T. Piketty (Capital in the Twenty-First Century) promoted the important issue of wealth inequality. In the last twenty years, physicists and mathematicians developed models to derive...
View ArticleWhen Big Data Fails! Relative success of adaptive agents using coarse-grained...
The recent trend for acquiring big data assumes that possessing quantitatively more and qualitatively finer data necessarily provides an advantage that may be critical in competitive situations. Using...
View ArticleGoogle Analytics Breakthrough: From Zero to Business Impact
A complete, start-to-finish guide to Google Analytics instrumentation and reportingread more...
View ArticleThe Intelligent REIT Investor: How to Build Wealth with Real Estate...
The Intelligent REIT Investor is the definitive guide to real estate investment trusts, providing a clear, concise resource for individual investors, financial planners, and analysts—anyone who...
View ArticleCapital Projects: What Every Executive Needs to Know to Avoid Costly Mistakes...
Capital Projects provides an empirically-based framework for capital project strategy and implementation, based on the histories of over 20,000 capital projects ranging from $50,000 to $40 billion....
View ArticleFinancial Services Industry Applauds SEC Action To Facilitate A Shorter...
The T+2 Industry Steering Committee (T+2 ISC) applauds recent action by the Securities and Exchange Commission (SEC) to propose a rule change that will facilitate the move to a two-day settlement...
View ArticleASIC Permanently Bans Former Deutsche Bank FX Trader
ASIC has permanently banned former Deutsche Bank FX options and futures trader, Andrew Donaldson, of Sydney, from providing financial services.read more...
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